Operational Risk Excel Template

Master Operational Risk Management with Professional Analysis Tools

Operational risk management is essential for business continuity, regulatory compliance, and protecting organizational assets. Our Operational Risk template provides comprehensive tools to assess operational risks, analyze loss data, evaluate controls, and implement effective risk management with institutional-quality analysis.

From risk identification to control monitoring, build robust operational risk frameworks. Built for risk managers, compliance officers, and business leaders, this template helps you identify vulnerabilities, optimize controls, and ensure operational resilience.

Comprehensive Operational Risk Assessment

Risk Identification & Categorization

Identify operational risks across business lines using systematic frameworks including process mapping, risk taxonomies, and stakeholder interviews. Categorize risks by Basel II event types and business impact.

Risk & Control Self-Assessment (RCSA)

Conduct RCSA exercises to evaluate inherent and residual risks considering existing controls. Assess risk likelihood, impact, and control effectiveness using standardized scoring methodologies.

Key Risk Indicators (KRIs)

Develop and monitor key risk indicators for early warning of emerging risks. Set thresholds, trigger levels, and escalation procedures for proactive risk management.

Control Effectiveness Assessment

Evaluate control design and operating effectiveness using testing procedures, control matrices, and governance frameworks. Identify control gaps and remediation requirements.

Operational Loss Data Analysis & Modeling

Loss Data Collection & Management

Collect and manage operational loss data including internal losses, external data, and scenario analysis. Standardize loss classification, root cause analysis, and data quality controls.

Loss Distribution Modeling

Model loss frequency and severity distributions using statistical methods including Poisson, lognormal, and extreme value distributions. Calculate expected and unexpected losses.

Scenario Analysis

Develop operational risk scenarios including low-frequency/high-impact events such as cyber attacks, natural disasters, and regulatory fines. Quantify potential impact and likelihood.

Capital Allocation & Pricing

Calculate operational risk capital requirements using regulatory approaches (BIA, TSA, AMA) and internal models. Allocate capital across business lines and risk categories.